HomeForm ADV Part 2A
Firm brochureForm ADV Part 2A
The required SEC/state disclosure document for our firm. Who we are, how we work, what we charge, what conflicts we have, and how we resolve them. The PDF below is the canonical, legally-binding version.
What's in the brochure
Form ADV Part 2A is the long-form firm brochure required of every registered investment adviser. It's written in plain English by regulatory mandate. Reading it once will tell you more about how we work than most marketing pages combined.
If you're evaluating us — or any other adviser — start here. Compare it side-by-side with theirs.
- Cover PageFirm contact information, document date, and SEC website pointer.
- Material ChangesWhat's been updated since the previous annual filing.
- Advisory BusinessServices offered, AUM, ownership, year founded.
- Fees & CompensationTiered fee schedule, billing mechanics, third-party costs.
- Performance FeesWhether we charge any (we don't).
- Types of ClientsWho we serve and minimum account size.
- Methods of AnalysisOur investment philosophy and risk disclosures.
- Other ActivitiesAffiliated firm relationships and conflicts.
- Code of EthicsPersonal trading policy and best-interest standard.
- CustodyHow and where client assets are held.
- Brochure Supplement (Part 2B)Background and credentials of each advisory representative.