HomeForm CRS
Client relationship summaryForm CRS — Two-page summary
A short, plain-English summary required by the SEC. Designed to be readable in five minutes and comparable side-by-side with any other adviser's CRS. The PDF below is the canonical, legally-binding version.
What CRS covers
Every registered investment adviser files a Form CRS — a structured Q&A that's identical in shape across firms. That's the point. You can read ours, then read another firm's, and the answers will line up.
Five questions. Two pages. The PDF below answers each one for UAG.
- What investment services and advice can you provide me?
- What fees will I pay?
- What are your legal obligations to me, and what conflicts of interest do you have?
- How do your financial professionals make money?
- Do you or your financial professionals have legal or disciplinary history?
Free verification tool: investor.gov/CRS — research any firm or financial professional, free, in under a minute.